As per the Master Circular on “Prudential Norms on Capital Adequacy – Basel I Framework”, elements of Tier I capital include: 1. Authorized Capital (Ordinary shares), statutory reserves, all other free reserves (disclosed), if any. 2. Paid-up capital (Preference shares). 3. Perpetual Non-Cumulative Preference Shares (PNCPS). 4. Innovative Perpetual Debt Instruments (IPDI).

1 and 2 only
2 and 3 only
1 and 3 only
3 and 4 only

The correct answer is C. 1 and 3 only.

Tier I capital is the core capital of a bank. It is the highest quality capital and is used to absorb losses in the event of a default. Tier I capital consists of the following elements:

  • Authorized Capital (Ordinary shares), statutory reserves, all other free reserves (disclosed), if any.
  • Perpetual Non-Cumulative Preference Shares (PNCPS).

Paid-up capital (Preference shares) is not included in Tier I capital because it is not considered to be a permanent source of capital. Innovative Perpetual Debt Instruments (IPDI) are also not included in Tier I capital because they are not considered to be equity.

Here is a brief explanation of each option:

  • Option 1: Authorized Capital (Ordinary shares), statutory reserves, all other free reserves (disclosed), if any.

Authorized capital is the maximum amount of

capital that a company is authorized to issue. Statutory reserves are reserves that are required by law to be held by a company. Free reserves are reserves that are not required by law to be held by a company.
  • Option 2: Paid-up capital (Preference shares).

Paid-up capital is the amount of capital that has been subscribed and paid for by shareholders. Preference shares are a type of share

that gives shareholders a preference over ordinary shareholders in the event of a liquidation.
  • Option 3: Perpetual Non-Cumulative Preference Shares (PNCPS).

PNCPS are a type of preference share that does not have a fixed maturity date. They also do not pay dividends on a regular basis.

  • Option 4: Innovative Perpetual Debt Instruments (IPDI).

IPDI are a type of debt instrument that is designed to meet the capital requirements of banks. They are perpetual, meaning that they do not have a maturity date. They also do not pay interest on a regular basis.

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